Michael Timmermans

Principal, General Counsel, Chief Compliance Officer

Mr. Timmermans serves as general counsel for the firm and seeks to optimize organizational efficiency regarding legal matters. He is responsible for the negotiation and management of client contracts, insurance matters, and employee relations and ensures legal compliance regarding mergers and acquisitions activity. Additionally, Mike oversees SEC compliance for Registered Investment Advisors and works with external compliance consultants on regulatory filings and adherence to compliance program.

Before joining FLP, Mike served as general counsel (chief legal officer) and assistant chief compliance officer for Longfellow Investment Management Co., LLC, where he maintained the firm’s compliance policies, procedures and regulatory filings, among other things. Prior to that, he was a contracts team manager at State Street Global Advisors and in-house counsel for Atlantis Technology Corporation.

Mr. Timmermans received his Juris Doctor from New England School of Law and his master’s of laws (LLM) degree in Banking and Financial Law from the Boston University School of Law.

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Education

Master of Laws, Boston University School of Laws
Juris Doctor, New England School of Law
BA History and Business Administration, Muhlenburg College

Distinctions

Dennis S. Aronowitz Award for Excellence in Banking and Financial Law, Recipient
Jurisdiction, Commonwealth of Massachusetts

Affiliations

New England Broker Dealer Investment Adviser Association, Board Member
National Society of Compliance Professionals, Member