James Waggett, CFA, CFP®, CAIA

Principal, Investment Advisor

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Mr. Waggett, a CFA® charterholder and a CERTIFIED FINANCIAL PLANNER®, is responsible for portfolio construction and implementation of investment policy for individuals, families, endowments and foundations. He seeks to align each client’s investment strategy with their financial planning objectives by taking into consideration time horizon, risk tolerance, income requirements, taxes, and other unique factors. He also coordinates with family members, outside advisors, and with other members of the clients’ professional team. Jim has nearly 20 years of financial planning experience working with families building comprehensive wealth and investment strategies.

Most recently with Highland Financial Group, Jim began his wealth planning career with Merrill Lynch before moving onto Bank of America, Fidelity and TD Bank. During this time, Jim’s focus was planning and advising through portfolio management, helping his clients achieve their lifetime goals through retirement.

*View certification and designation definitions here

Education

MBA, Suffolk University
BSc Biomedical Engineering, Marquette University

Affiliations

CFA Institute
CFA Society Boston
CAIA Association