Nicole Tsafos, CFP®

Private Client Advisor

508-296-4871

Nicole Tsafos, MBA, CFP®

Nicole is a Private Client Advisor who meets with clients remotely and in the Providence, RI office. Working closely with our investment advisors, she helps clients navigate their complex financial lives. Nicole uses a holistic wealth management process by incorporating core elements of financial planning: financial positioning, asset protection, investment management, cash flow, tax management, retirement planning, and estate and legacy planning. She also coordinates with her clients’ family members, outside advisors, and other professionals.

She brings over a decade of combined experience across finance and financial planning, drawing on roles in real estate investment banking, private equity, consulting, and commercial lending. Her previous positions include roles at Four Ponds Financial Planning, Brookwood Financial Partners, Cushman & Wakefield Sonnenblick Goldman, and BankBoston (later FleetBoston Financial). Earlier in her career, she worked at Deloitte & Touche, HarbourVest Partners, and a venture consulting firm advising startups.

Nicole passed the Series 65 Uniform Investment Adviser Law Examination in 2022 and was awarded the CERTIFIED FINANCIAL PLANNER® designation in 2025. Her diverse background informs her integrated approach to comprehensive financial planning and investment management.

Please note: FLP will never contact you via any Social Networking or Messaging applications (e.g., WhatsApp), nor will we give investment advice out via those applications.

Education

MBA Finance, Boston College, Carroll School of Management

BA Psychology, Vassar College

Financial Planning Certificate Program, Boston University

Certifications

CERTIFIED FINANCIAL PLANNER®

Distinctions

Wall Street Executive Fellowship, Boston College Carroll Graduate School of Management

Richard B. Wagner Memorial Scholarship, CFP Board Center for Financial Planning and The Financial Planning Association

Affiliations

National Association of Personal Financial Advisors (NAPFA), Member

Financial Planning Association (FPA), Member

Estate Planning Council of Rhode Island (EPCRI), Member

Women’s Business Council (WBC), Northern Rhode Island Chamber of Commerce (NRICC), Member

Greater Providence Chamber of Commerce (GPCC), Member